Regulatory Disclosure

Privacy Policy

KINKA Asset Management Co., Ltd. (the “Company,” “we,” or “us”) handles the personal information of clients, business counterparties, and other related parties in the course of its business. We comply with the laws, regulations, and other standards governing the protection of personal information, and — mindful of international practice — have established our own internal rules and management framework. We hereby adopt the following Privacy Policy and commit to implementing and maintaining it. We review this Policy from time to time and strive for its continuous improvement.

1. Our Approach

In protecting and using personal information appropriately, we comply with applicable laws and regulations, with the relevant ministerial and agency guidelines that apply to our business, and with the provisions of this Policy. We safeguard your personal information in accordance with strict security and confidentiality standards.

2. Purposes for Which We Use Personal Information

We collect your personal information in order to conduct our investment advisory business, investment management business, and the other businesses set out in our Articles of Incorporation — so that we can carry out transactions with you safely and reliably and provide you with better services. Specifically, we collect personal information for the following purposes:

3. Proper Acquisition of Personal Information

We acquire your personal information only by lawful and fair means.

4. Security Management Measures

To prevent the loss, destruction, alteration, or leakage of personal information, we have established internal rules such as our Personal Information Protection Regulations and implement appropriate security measures, including safeguards against unauthorized access and computer viruses. Where we engage a third party to handle your personal data on our behalf, we require that party to apply equally rigorous controls. We also train all officers and employees who handle personal information on the importance of personal information protection and information security.

5. Use and Provision of Personal Information

The personal information we hold — including real estate information, as well as names, addresses, and other necessary details relating to you and your family members — may be provided to third parties where required by law, or, to the extent necessary to achieve the purposes of use described above, by means such as written documents, postal mail, telephone, fax, email, or advertising media. We will cease providing such information upon your request. (This does not apply, however, to personal information that we acquired after obtaining your individual consent to its provision to a third party.)

6. Requests for Disclosure and Related Procedures

We recognize that you have the right to request the disclosure, correction, suspension of use, and deletion of your own personal information. Once we have confirmed that the requester is the individual concerned — or, where unavoidable, a duly authorized representative — we will, absent any special reason not to, take the requested action, such as disclosure, correction, or suspension of use. To make such a request, please contact us using the details below.

7. Inquiries and Complaints

We accept questions about our handling of personal information, requests such as those for disclosure, complaints, and other inquiries relating to personal information through the channels set out below. We will provide specific guidance on the applicable procedures on an individual basis when we receive your request.

Please contact us by telephone or postal mail using the details below.

By MailCompliance Office, KINKA Asset Management Co., Ltd.
Shiroyama Trust Tower 33F, 4-3-1 Toranomon, Minato-ku, Tokyo 105-6033, Japan
By Telephone+81-3-5425-6773
Hours9:30 a.m. to 5:00 p.m. on weekdays (excluding Saturdays, Sundays, national holidays, and the year-end / New Year period).

8. Changes to This Policy

The information set out above may be revised in response to amendments to laws and regulations or for other reasons.