We have established and hereby publish the following solicitation policy in accordance with the Act on the Provision of Financial Services and the Development of an Environment for Their Use, etc.
1. Our Basic Stance on Solicitation
- When soliciting investments, we recommend products that are appropriate to your knowledge, investment experience, and financial circumstances.
- So that you can make sound investment decisions, we endeavor to provide full and accurate explanations of material matters, including the nature of each product, its risks, and the associated fees and procedures.
2. Method, Timing, and Manner of Solicitation
- In carrying out solicitation, we do so appropriately and in compliance with the Financial Instruments and Exchange Act and other applicable laws and regulations.
- We give careful consideration to the timing, location, and manner of solicitation so as not to cause you inconvenience.
3. Ensuring Appropriate Solicitation
- We work to maintain appropriate internal systems and to help our employees acquire and continually deepen the knowledge required for appropriate solicitation.
- We respond sincerely to your inquiries, complaints, and requests, and strive to make improvements.